Maximizing Hand-Hygiene Compliance to Improve Outcomes:
A New Tool for Infection Control
Eleanor J. Fendler
11/01/2001
Maximizing Hand-Hygiene Compliance to Improve Outcomes:
A New Tool for Infection Control
By Eleanor J. Fendler, PhD, MD and Patricia A.
Groziak, MS
Hospital-acquired infections are a major concern in healthcare facilities,
affecting at least 2 million patients annually and resulting in extended
durations of care and substantial morbidity.1 Such infections are
estimated to cause or contribute to 88,000 deaths annually in the US, as well as
requiring nearly $5 billion in treatment costs.1 The incidence of
infections in acute care facilities is about 9.8 infections per 1,000 patient
care days and in long-term care facilities, approximately 7.2 infections per
1,000 resident care days.2,3 Because infections are a major cause of
morbidity and mortality, and the threat of antibiotic-resistance is becoming a
serious public health concern, attempts to control the spread of infections in
healthcare has demanded increasing attention. The Centers for Disease Control
and Prevention (CDC) states one-third of these infections can be prevented by
implementing better infection control programs, and that hand hygiene is the
most important measure to prevent the spread of infection.4
Compliance with handwashing procedures by healthcare workers (HCWs) continues
to be at 20-50%.2, 5-8 Studies have shown that deterrents to hand
hygiene compliance include the amount of time required for soap-and-water
handwashing with heavy workloads, skin irritation, and dryness caused by
frequent handwashing with soap and water, and poor access to sinks.2,9-13
Use of waterless alcohol-based hand sanitizers instead of soap-and-water
handwashing has been demonstrated to overcome these barriers to compliance.11-16
Alcohols, in the form of both rinses and gels, are one of the most effective
agents for reducing the number of viable pathogens on the hands18-21
including under artificial fingernails.22 Hand disinfection with an
alcohol gel hand sanitizer containing emollients causes less skin irritation and
dryness of the hands than handwashing.12 Introduction of easily
accessible dispensers with an alcohol-based waterless handwashing antiseptic
also has been demonstrated to lead to significantly higher hand hygiene rates
among HCWs.8 Improving compliance of HCWs with recommended hand
hygiene measures can reduce transmission of hospital-acquired pathogens16,17
and result in decreased infection rates.17
Alcohols for Hand Disinfection
Alcohols have been used for skin antisepsis in healthcare for more than a
century. Ethanol is the only Category 1 (safe and effective) antimicrobial
ingredient in the FDA Tentative Final Monograph (TFM), covering handwashes,
surgical hand scrubs, and hand antiseptics in the US. Ethanol (ethyl alcohol) at
60-95% concentration by weight has very rapid, broad spectrum antimicrobial
efficacy for gram-positive and gram-negative bacteria, including the
antibiotic-resistant microorganisms, as well as for some fungi and viruses.
Evaluations of both the immediate and persistent antimicrobial effects of the
product on the hands over the course of 10 consecutive microbial
contamination/product application cycles show high efficacy. The irritation
potential of the product measured over the course of 15 additional product
cycles using the standard visual scoring showed no skin irritation.
Contrary to popular opinion, alcoholic products seem to be quite acceptable
to users.12,23 Newer formulations containing emollients eliminate the
drying effects of alcohol on skin and significantly increase acceptability.24-33
Intermittent use of an alcohol hand gel containing emollients was found to
reduce the soap-induced skin irritation of HCWs and to improve their skin
condition (cracking, scaling, and redness) and maintain normal skin hydration.34
Similar results were found in Finland where use of alcoholic preparations
containing emollients instead of soap or detergents are recommended to prevent
skin problems especially during the winter months.14
Impact of Alcohol Hand Sanitizers on Clinical Outcomes
Numerous obstacles to handwashing compliance have been documented, including
high workloads, inconvenient sink locations, skin irritation and dryness, and
inadequate knowledge of hand hygiene guidelines or protocols. Despite a variety
of interventions designed to increase compliance, including training, education,
and patient awareness programs, handwashing compliance among HCWs has remained
poor--typically less than 50%. Recently published studies on the benefits of
alcohol that document efficacy and improved clinical outcomes support the
recommendation in the proposed draft of the CDC's Healthcare Infection Control
Practices Advisory Committee (HICPAC) 2002 Hand Hygiene Guidelines that alcohol
hand rubs be considered the leading tool for hand disinfection whenever hands
are not visibly soiled.35
Improvement in clinical outcomes through the use of alcohol hand sanitizers
has been documented in the areas of skin condition, hand hygiene compliance,
absenteeism, and infection rates.
- Improved skin condition. Boyce and coworkers12 conducted a
study to compare the frequency of skin irritation and dryness associated
with using an alcohol hand gel regimen for hand antisepsis vs. soap and
water handwashing. This prospective, randomized trial with crossover design
compared an alcohol hand gel with plain soap-and-water handwashing among 29
nurses working on three hospital wards. Irritation and dryness were
evaluated by self-assessment and visual assessment by a study nurse. The
authors concluded that a well-formulated alcohol gel containing moisturizers
is well tolerated by HCWs and does not cause the skin irritation and dryness
resulting from plain soap-and-water handwashing.12
- Increased hand hygiene compliance. Bischoff and coworkers8
investigated the efficacy of three hand hygiene interventions--an
education/feedback intervention, patient awareness program, and the
placement of a new and accessible alcohol hand gel--on handwashing
compliance. This 6-month study compared the efficacy of these three
interventions using direct observation of handwashing for 1,575 potential
opportunities during 120 hours randomized for both time of day and bed
location. Alcohol hand sanitizer dispensers were available in a ratio of 1:4
patients and subsequently 1:1 patient. The researchers found that the
introduction of an alcohol hand sanitizer was the only intervention that
resulted in significantly higher hand hygiene rates. Compliance improved as
accessibility was enhanced, from 19% to 41% with a 1:4 dispenser:patient
ratio, and 23% to 48% with 1:1 ratio. Education/feedback intervention and
patient awareness programs failed to improve handwashing compliance.8
Scientific evidence supports the use of alcohol hand sanitizers as effective
tools to overcome the obstacles associated with poor handwashing compliance.
Successfully incorporating alcohol hand sanitizers into routine clinical
practice will positively impact hand hygiene behavior, thereby improving patient
safety and quality of care and reducing the financial and human costs associated
with hospital-acquired infections.
Dr. Eleanor J. Fendler is the director of skin care technology for GOJO
Industries of Akron, Ohio. She has more than 20 years of experience in product
formulation, infection control, and dermatology. Patricia A. Groziak, M.S., is
the acute care market director for GOJO Industries. She has more than 20 years
of experience in the healthcare industry.
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